New Exchange Rules on Disruptive Trading Practices Summary Chart

On January 14, 2015, the Intercontinental Exchange (ICE) rule prohibiting disruptive trading practices (ICE Rule 4.02) became effective.  The ICE Rule is substantively the same as Rule 575 passed by the Chicago Mercantile Exchange Inc., the Board of Trade of the City of Chicago, the New York Mercantile Exchange, Inc., and the Commodity Exchange, Inc. (collectively, the CME), which became effective September 15, 2014.  Click here to download a table that summarizes the most significant aspects of the CFTC guidance and the new ICE and CME Rules, additional guidance from the ICE FAQs and CME MRAN, and comments on the practical impact of the provisions.

read more »

Blog

Access the latest industry news on key regulation, legislation, policy, litigation and business issues affecting the industry.

Resources & Events

Hear from our attorneys and prominent industry leaders on current issues and learn about upcoming events and conferences.

play video »

Meet the Team

Learn more about our market-leading attorneys, many of whom have 20+ years of experience advising clients in this sector.

read more »