Monthly Archives: November 2015

CFTC Extends No-Action Relief for Swaps Executed as Part of Certain Package Transactions

By Athena Eastwood, Andrew Greenberg, Neal Kumar and Michael Selig On October 14, 2015, the Division of Market Oversight (“DMO”) for the U.S. Commodity Futures Trading Commission (“CFTC”) issued an additional extension of no-action relief for swaps executed as part of “package” transactions.  This relief provides additional time … Continue reading

Posted in CFTC, Mining/Metals, Oil & Gas, Power, Regulation

CFTC Unanimously Approves Notice of Proposed Rulemaking on Regulation of Automated Trading

By Athena Eastwood, Isabelle Corbett, Neal Kumar, Jorge Pesok and Michael Selig On November 24, 2015, the Commodity Futures Trading Commission (“CFTC” or “Commission”) held an open meeting to propose the regulation of automated trading (“Regulation AT”).  According to the CFTC, the purpose of Regulation AT is to minimize the … Continue reading

Posted in Cases, CFTC, Mining/Metals, Oil & Gas, Power, Regulation

CFTC Releases Swap Dealer De Minimis Report

By Athena Eastwood, Anthony Mansfield, Sohair Aguirre, Jonathan Flynn, Andrew Greenberg and Neal Kumar When the U.S. Commodity Futures Trading Commission (“CFTC” or the “Commission”) defined the activity that would require an entity to register as a swap dealer, it provided an exception for entities that engage in a volume of dealing … Continue reading

Posted in CFTC, Mining/Metals, Oil & Gas, Power, Regulation