Category Archives: FSA

Cadwalader Recognized for Excellence at 2013 Commodity Business Awards

On November 20, Cadwalader received a Special Commendation at the 2013 Commodity Business Awards. The honor, in the Excellence in Commodities: Legal category, is bestowed upon firms that have made notable, innovative achievements over the past year in documenting, structuring, … Continue reading

Posted in Announcement, CFTC, Dodd-Frank, FERC, FSA, Mining/Metals, Oil & Gas, Power, Regulation, SEC

SEC and FSA Continue Strategic Dialogue With October 13 Meeting

By Doron Ezickson, Adam Topping and Alexis Merrill On October 13, 2011,  a meeting was held between senior staff from the U.S. Securities and Exchange Commission (SEC) and the United Kingdom Financial Services Authority (FSA) to discuss and coordinate their respective … Continue reading

Posted in Commodity Trading, FSA, Regulation