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Category Archives: FSA
SEC and FSA Continue Strategic Dialogue With October 13 Meeting
By Doron Ezickson, Adam Topping and Alexis Merrill On October 13, 2011, a meeting was held between senior staff from the U.S. Securities and Exchange Commission (SEC) and the United Kingdom Financial Services Authority (FSA) to discuss and coordinate their respective … Continue reading
Posted in Commodity Trading, FSA, Regulation