Category Archives: FSA

SEC and FSA Continue Strategic Dialogue With October 13 Meeting

By Doron Ezickson, Adam Topping and Alexis Merrill On October 13, 2011,  a meeting was held between senior staff from the U.S. Securities and Exchange Commission (SEC) and the United Kingdom Financial Services Authority (FSA) to discuss and coordinate their respective … Continue reading

Posted in Commodity Trading, FSA, Regulation